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COMPONENT
3: FLOOD MANAGEMENT AND MITIGATION IN UTTAR PRADESH
Uttar Pradesh being a large state with varied geo-climactic
conditions, it was decided that TA activities be focused on the
overall policy issues at state level, and all other TA inputs be
centered on improving flood management and mitigation within the
state, particularly the eastern districts, which are more vulnerable
to floods. There was some work done towards planning for Industrial
hazards in Kanpur district as well.
During
the TA, a priority of the GoUP was improved capacity at
the District level, both in comprehensive disaster management
and in specific, calendar-related activities for mitigation and
preparedness. The TA has therefore placed special emphasis on
information exchange, standardized disaster assessment procedures
and reporting at district and community levels. District plan
workshops were held at District levels and several village level
action plans were drafted through pilot workshops at village
level and the same were shared with local NGOs at district
level through two workshops.
In
terms of building capacity of local NGOs as well as communities,
the TA consultants prepared guidelines for drafting Village Disaster
Management Action Plans (VDMAPs) based on a consultative workshop
and disseminated this methodology to local NGOs. Each of these
NGOs, thereafter, helped over 50 village communities in preparing
VDMAPs, with basic funding from the TA.
Another
important output of the TA was an analysis of the flood forecasting
and warning system currently in use and recommendations for improvement
using Artificial Neural Networking. At the same
time, surveys of communities and NGOs in the targeted districts
were conducted to determine possibilities and limitations for
community participation in a “living with floods”
approach. A communications survey was carried
out in the selected demonstration areas of Gorakhpur Commissionary.
While implementation of the recommendations is beyond the financial
parameters of this TA, the survey and recommendations were for
the GoUP use in submission to lenders and bilateral donors.
One
pilot activity of flood hazard mapping based
on the 1998 peak floods, was done for two districts in Eastern
UP to develop the capacity of District Magistrates, Block Development
Officers and local leaders. Their analysis and use as a tool for
development planning as well as emergency management was discussed
with Engineers from the Irrigation Department, Fire Brigade of
Lucknow, officials from the Revenue Department and the private
sector to promote use of the maps. It demonstrates the capacity
of the technology and lays a basis for more widespread application.
TA ACTIVITIES AND ACCOMPLISHMENTS UNDER COMPONENT 3: FLOOD
MITIGATION AND MANAGEMENT IN UTTAR PRADESH
At the inception of the TA, the flood management consultant reviewed
issues arising from current practice both from the State Irrigation
Department perspective and from the experience in the flood-prone
areas of Gorakhpur. From this review and subsequent discussions
with the Relief Commissioner, it was determined that one of the
most valuable contributions of this TA would be to raise awareness
within high-risk communities of measures to be taken by a community
for preparedness and reducing the impact of the frequent flooding
experienced here. It was decided to focus this on selected villages
on 4 high-risk districts.
Building
on some scattered NGO efforts to involve local residents in preparedness
planning, the TA
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developed
and tested in 10 villages a model for a Village Disaster Management
Action Plan;
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trained
local NGOs to replicate the process which then assisted communities
in drawing up 50 additional plans;
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held
public awareness workshops;
documented the process of developing VDMAPs so that it can be
done throughout the State;
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in
partnership with an NGO, produced flood preparedness posters
(3000 sets of 6 each) for distribution to NGOs, the office of
the Relief Commissioner, and the new Disaster Management Centre
at SIRD, for further distribution to District Magistrates, MLAs,
health centres, Panchayat offices, and other appropriate community
centres;
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in
order to link this local planning effort with district-level
plans and encourage a dialogue concerning roles, capabilities
and responsibilities, the TA is sponsoring a workshop for local
leaders and district officials to discuss the VDMAPs and the
model District Disaster Management Plan for Maharajganj.
In
order to build on existing capabilities and resources, a study
of indigenous coping mechanisms was conducted, and a disaster
cycle drawn up to capture the current system. On the technical
side, recommendations were made regarding repair and strengthening
of bundhs, timing of financial support provided for repair, upgrade
of communications equipment and procedures. Many of these recommendations
have been made before but not acted upon. IIT-Roorkee carried
out a review of the flood forecasting and warning system and has
recommended to the CWC, Lucknow and New Delhi offices and Irrigation
Department, the testing of an improved forecasting model.
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Sub-Component
No. |
Activities |
Output |
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3.A
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A
workshop for review of existing Flood Mitigation and Management
Planning capacity within districts of Eastern UP was conducted
on March 18-19, 2002, chaired by the Principal Secretary (Rev.),
GoUP (Annex II-E: 10). This workshop had the following objectives·
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Review
of disaster/flood management and mitigation in Gorakhpur Division.·
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Disaster
Management: Planning and Coordination·
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Negotiating
strategies for community involvement in disaster management.
During
this meeting the draft of the District Action Plan for Maharajganj,
prepared under the TA was discussed and feedback received. |
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Review of existing status of Flood Mitigation and management,
especially from community perspective
- First
set of recommendations and review of the draft district plan for
Maharajganj
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3.B |
Review of current flood forecasting and warning systems, the magnitude
and frequency of floods in the selected districts and their analysis.
This enabled the TA team to prepare flood risk scenarios and also
devise a flood forecasting system using Artificial Neural Networking
(ANN). This report was distributed by the Executing Agency at UP
to Lucknow and New Delhi offices of Central Water Commission, who
are responsible for Flood forecasting in the country, and also to
the Irrigation Department for review and comments, as well as field-testing
in the forthcoming flood season. The review comments are still awaited.
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Report
contributing to
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Flood frequency analysis for design flood estimation for design
structural measures
- Flood
forecasting using ANN (Annex II-E: 7)
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3.C |
On
the basis of the analysis, assess the existing flood and disaster
mitigation and management plans. After this analysis, the TA consultants
put together model draft district level disaster management plans,
complete with information templates, standard operating procedural
templates, etc. as explained in Component 1D.
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District
Action Plans for Maharajganj and Kanpur Districts. (Annex II-B:
3 and 4) |
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3.D |
Analyse
and highlight the varying priorities in the event of a flood for
various stakeholders such as administrators, communities and scientists.
This disaster management cycle reflects the set of priorities for
each stakeholder group. |
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Disaster
Management Cycle from the Community stand point (Annex II-E:
4)
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Disaster
Management Cycle for the Central Water Commission and GFCC (Annex
II-E: 5)
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Disaster Management Cycle for the Administrator
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3.E |
In
order to enhance preparedness of the state for floods, a review
of the structural measures to control floods, namely the bundhs
(embankments) was done. An analysis of these was done to understand
why these did not adequately control the floods, and solutions recommended.
This information was added to the District Action plan prepared
under 1.D. |
Review
of natural drainage and bundhs in Maharajganj district. (Annex
II-E: 6)
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3.F |
This
sub-component, with an objective of enhancing Disaster management
Information Systems within the state, involved, in coordination
with concerned Government agencies, review of past flood events
and assist in improving communication systems and access to information.
For this purpose, the TA Consultant Team undertook the following
activities
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Preparation
of a blueprint of enhanced communications system for Gorakhpur
district using VHF Communications for upgrading the radio communications
equipment available to local authorities, Field Engineers and
Control Rooms during the frequent floods of the monsoon season.
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Flood
hazard maps of the last peak floods of year 1998 for districts
Maharajganj and Gorakhpur. These maps are an attempt at beginning
of electronic database Disaster Information System, which can
be used to analyse vulnerability of critical infrastructure
and services in the event of floods in the forthcoming year.
A workshop at state level, with officials from Irrigation department,
Fire brigade and Revenue department, was conducted to discuss
use of Flood Maps.
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Blueprint
for enhanced communication system serves as a basis for setting
up an enhanced communication system needs particularly of the
Irrigation department.The Flood Maps in CD format, as well as
printed Maps, will serve as an inexpensive and mobile tool for
understanding flood vulnerability, damage assessment as well as
for database management.
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3.G |
Comprehensive
review of existing flood situation: economic, physical
and social vulnerabilities of various community groups, particularly
women and children, covering role of voluntary organizations, a
literature review of locally existing documents on flood damage
and management, documenting traditional indigenous coping mechanisms
or practices of flood mitigation and preparedness. This review fed
into development of Village and District level Disaster Management
Action Plans (VDMAPs), which was expanded into a pilot program,
as is explained in 3M below. The TA also undertook a short study
of the voluntary organizations actively working in eastern UP on
flood management with a view to identify NGOs willing to adopt such
an approach for preparing VDMAPs (Annex II-E: 10). |
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Situational Analysis: Review of flood situation and damages in
Eastern UP (Annex II-E: 1)
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Literature Review (Annex II-E: 8)
- Indigenous
coping mechanisms (Annex II-E: 2)
- Floods
and Voluntary Organizations (Annex II-E: 3)
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3.H |
With
an objective of strengthening community-based preparedness, pilot
Village Disaster Management Action Plans (VDMAPs) for 10 villages
were prepared, using the background information prepared under 3A.
A Flood Management Consultative Workshop was held July 14-16, 2001
in Gorakhpur, UP (Annex II-E: 9), for community members, NGOs and
CBOs who brainstormed towards formulating a format/methodology for
preparing community based VDMAPs. Participants were drawn from 4
flood prone districts of the Gorakhpur commissionary, namely Gorakhpur,
Maharajganj, Deoria and Kushinagar In order to ensure sustainability
and replicability of the VDMA Planning, a pilot program, described
under 3 M was designed and conducted. |
Format
for Village Disaster Management Action plans (Annex II-C: 1 for
English and Annex II-C: 2 for Hindi)VDMA Plans developed for 10
villages Capacity for flood management planning in 10 villages enhanced
first and in view of success, replication sought in pilot program
3M. |
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3.K |
Conceptualize
and design village flood refuges- Flood refuges has been on the
agenda of the Central Water Commission as well, as per their annual
report of year 2000-2001. |
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3.L |
Conceptualize
and design a natural disaster rehabilitation emergency loan fund
for UP (Annex II-A: 7) |
Concept
paper on the same was prepared, but in view of the field situation,
the concept was not taken further |
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3.M |
A
one-day consultative workshop for NGOs on Village level flood management
was thereafter held in Gorakhpur on 1st November, 01. In this workshop,
VDMAPs prepared for 10 pilot villages were shared with the NGOs
to disseminate information about preparing village maps and their
use. During this workshop, existing flood mitigation mechanisms
as well as limiting factors for active community participation in
disaster management were discussed (Annex I: 5f). These NGOs, in
consultation with communities at villages where they actively worked,
prepared VDMAPs for 50 other villages leading to a network of plans
for better preparedness at village level. |
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At least 10 NGOs in Gorakhpur Commissionary capacitated for
preparation of Village Disaster Management Plans
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Capacity
of 60 villages to plan for forthcoming floods built and preparedness
enhanced.
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A
total of 60 VDMAPS prepared
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TA
RECOMMENDATIONS FOR COMMUNITY ACTION IN UTTAR PRADESH
Extending
Village DM Action plans
A key identified priority was to raise awareness within high-risk communities
of measures to be taken by them for preparedness and reducing the impact
of the frequent flooding experienced. Building on some past efforts to
involve local residents in preparedness planning, the TA 1) tested in
10 villages a process for a Village Disaster Management Action Plan and
developed plans for these villages; 2) trained local NGOs to replicate
the process which then assisted communities in drawing up plans in 50
additional villages 3) documented the process of developing VDMAPs in
a manual so that such village level plans can be done throughout the State.
This
process needs to be taken forward by district administration and NGOs
in the four districts in the Commissionary so that such plans are developed
in other flood prone villages. The process outlined in the manual and
the capacities of trained local NGOs in the district can be made use
of in the process.
PGovernment
support to enhancing Community Flood Preparedness and recovery
The process of developing Village DMAPs and subsequent workshops
in which these and the existing district Gorakhpur flood management
plan was discussed with the local community provided a feedback from
community that highlighted the need to equip and strengthen community-based
systems. The consultations also generated a lot of practical suggestions
for improving community flood preparedness and coping mechanisms. These
include -
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Increasing availability of stocks in the public distribution system
to enable villagers purchase stockpiles of essential commodities,
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Need
to develop and promote awareness of crop varieties for flood affected
areas (early/late sowings, capable of withstanding inundation etc.)
as well as need for more research and testing of crops and cropping
patterns to reduce agricultural and economic vulnerability
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Permission to erect temporary structures for storage of food and fodder
on embankments in advance of the flood season.
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Ownerships
of boats by Self-Help Groups/Banks will ensure self-dependency of
village for boats. Government Orders should be issued for such boats
to be procured/utilized by District Administration on a priority and
payment basis.
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Village
Health Posts need to be developed and NGOs can play important role
in this direction. Adequate medicines at PHC/sub PHC for eye ailments
and water borne diseases should be maintained.
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Timely
allocation/release of funds and materials for repair of embankments.
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Developing health/first aid kits and Training for community on rescue.
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There is enough scope to utilize relevant resources and schemes in
preparedness and recovery phases. Food for work, Total Sanitation
Programme, Indira Avas Yojna, SJSY etc can be directly linked.
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Availability of credits is an important issue in the post flood periods
and linkage of banks and schemes like Kisan Credit Cards will be relevant.
There is need for improving local access to credit for both mitigation
and recovery
Co-ordination
across sectors and levels of administration
Community consultations revealed the perception that existing District
Plans are not regularly updated, not shared with Community / Civil Society,
Information often incorrect, generally limited to rescue and relief
and generally reflect a top down, centralized approach. So too the village
level exercises are often done in isolation from the administration.
There is an urgent need to strengthen coordination among Government
/ NGO – CBO Panchayat / Civil Society at the different levels
(State, Division, District, Tehsil, Block, Village).
NGO
Programs
Innovative work in the state is being done by several NGOs. The TA established
working relationships with several NGOs working in Eastern UP particularly,
the Poorvanchal Gramin Vikas Sansthan (PGVS), Gorakhpur Environmental
Action Group (GEAG), and Catholic Relief Services. The TA consolidated
the experience and expertise of these NGOs in developing and implementing
village level plans and engaging with the state and district level officials
in dialogue and partnership on disaster preparedness and mitigation
issues. The three NGOs are already developing a new program for demonstrating
mitigation measures at the local level in a cross section of villages
in Eastern UP. Their continued presence, insight, commitment and involvement
make them a continuing asset and key partner of the CDM and the new
system as it moves ahead.
Training
An intensive program of disaster management training for a
range of target groups needs to be developed and undertaken. A lead
role needs to be taken by the DM cell at SIRD. However the CDM also
needs to identify other agencies in the state, particularly at the district
level that can play a supportive role. Clearly the expertise available
in NGOs active in the state who have played useful roles during the
TA needs to be tapped. Programs that need to be developed and conducted
are:· Disaster management Orientation workshops
·
How to prepare and operationalise District DM Plans
· Flood preparedness and management
· Community based Disaster management
Target
groups for these programs include state and district level Govt officials,
departments involved in various aspects of disaster management, responder
agencies, frontline functionaries involved in flood management and relief
operations, NGOs and community organisations. Similar programs are being
conducted in by the DMMC in Uttaranchal, NCDM Delhi and ADPC. Assistance
in the development of curriculum for the above courses can be requested
from these agencies.
Public
awareness campaigns
In partnership with an NGO, the TA produced flood preparedness posters
(3000 sets of 6 each) for distribution to NGOs, the office of the Relief
Commissioner, and the new Disaster Management Centre at SIRD, for further
distribution to District Magistrates, MLAs, health centres, Panchayat
offices, and other appropriate community centres, there is clear need
for such public awareness campaigns to be sustained and carried out
in a more targeted and focussed way. One step to be taken is to introduce
flood preparedness in School curriculum. A specific program needs to
be taken up with the Dept of Education.
TA
RECOMMENDATIONS AT TECHNICAL LEVEL IN UTTAR PRADESH
Application of Flood forecasting Model
A review of the flood forecasting and warning systems currently
in use by the Central Water Commission (CWC), and in particular in the
Rapti and Gandak basins, has recommended to the CWC and Irrigation Department
the testing of an improved forecasting model using Artificial Neural
Networking. The proposed ANN based approach should be used as a forecasting
tool instead of current practice, and its use pilot tested during the
forthcoming season. This recommendation is under consideration of CWC
Lucknow office.
Flood
risk mapping
Under
the TA, flood hazard maps of peak inundated areas during the 1998 floods,
overlaid on a baseline maps of critical facilities, were prepared. This
is a first step in developing a GIS based DM Information System. The
maps are prepared in a hardcopy and on a CD and should be sent to all
potential user departments including DM, Irrigation, Rural Development,
Food and Civil Supplies, Planning, Health, Telecommunications, Jal Nigam,
UP State Electricity Board, PWD, Environment as well as development
NGOs working in the area. Further workshops demonstrating the maps and
their potential use in preparedness planning, response and vulnerability
analysis for mitigation needs to be undertaken.
The
Remote Sensing Applications Center and CDM need to work out a phased
program for further development of Flood risk maps, initially for all
four districts of the Gorakhpur Commissionary and then for other major
districts and urban centres which are hazard prone.
The
IIT Roorkee report also identifies flood stages of different return
periods at four sites in the Rapti and two stages in little Gandak.
The report recommends that topographical surveys of the flood prone
areas to a 1: 5000 scale showing contours at a 0.2 m interval be carried
out. Based on the flood frequency analysis and topographic surveys,
areas under submergence for different return periods can be identified
and inundation maps drawn up. This exercise should be linked with the
maps prepared by UP RSAC.
Review
of Communication Systems
The TA undertook a review of the existing communication systems in the
Gorakhpur district administration and provided a blueprint for upgrading
radio communication systems for use by field engineers during the flood
season. This was presented to the steering committee in Nov 2001. The
conclusions of the study must be reviewed and taken up for implementation.
A further report can be commissioned comparing the efficacy and costs
of the proposed system and its possible integration into the current
telecom infrastructure of the district as well as with other departmental
networks already existing in the police and district administration.
Flood
refuges
In its inception report the TA proposed the concept of village level
refuges in the form of raised platforms (plinths) for refuge during
periods of extended inundation. These are intended to provide temporary
living space during the flood period. Another concept is to examine
the upgrading/floodproofing of an existing community building. Essential
to the concept is the planning of appropriate water and sanitation facilities.
In CWC publications such an approach has also been identified to be
pursued as a non-structural mitigation measure. It is recommended that
though these concepts could not be taken up during the TA, it is worth
pursuing in selected villages to develop an appropriate design and model.
Review
of Natural drainage and Bundhs in eastern UP
A paper prepared under the TA reviewed ‘Disruption of
Natural Drainage and Recurrent Flooding in Eastern Uttar Pradesh, focussing
on Maharajganj District (Annex II: 21). The study revealed that flooding
results largely from inadequate internal drainage. The natural drainage
system in the district has been obstructed through the construction
of a large number of bundhs and embankments, which trap natural rainwater
runoff and the floodwaters that top over the embankments. It is difficult
to get this water back into the regular river channel. The regulators
are not very effective in siphoning off water from the tributaries.
The
paper highlighted the reappraisal of flood risk and mitigation measures
in other parts of the world with recognition that structural measures
of flood protection are proving increasingly ineffective, and have serious
environmental consequences. It may be more useful in Maharajganj district
to undertake an extensive technical study of the drainage system of
the district and neighbouring areas in eastern Uttar Pradesh, and design
a system through which the efficiency of the drainage system as represented
by different rivers and streams could be enhanced, rainwater runoff
facilitated and the flooding reduced. A sustainable solution may also
involve retirement or dismantling of bundhs, or installation of more
efficient regulators in the bundhs.
If
the artificial obstructions on the drainage are removed, floodwater
could disperse over a large area, bringing with it silt for improved
soil fertility and reducing the level of submergence. The principal
channels of drainage will also work more efficiently, and be able to
drain the water in the district and region much faster. It may not prevent
or control flooding; rather it will rather bring about an adjustment
with floods, and improve the agriculture and the local ecology in the
process. The study and possible solutions should draw on recent work
internationally in this regard.
Comprehensive
water management strategy
During the TA, parts of U.P were declared drought-affected due to late
arrival of monsoon rains and resulting crop damage and loss. Water logging
is another recurrent problem, often exacerbated by the construction
of embankments that obstruct the natural flow of a river. Rather than
occasional discrete efforts constrained by administrative boundaries
to deal with the problems of flood, drought, poor drainage, agricultural
crop patterns/timing, changes in ground water, insufficient water, etc.,
there is need to examine problems and opportunities holistically, through
a comprehensive water management strategy taking a river basin approach
for flood control and management measures.
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